Our Approach

Integrity. Insight. Innovation

Integrity comes first, because we believe our good reputation is our most valuable asset. Accordingly, we always put clients ahead of transactions. We work hard to understand the long-term direction and potential of our clients and act to help them realize that potential—not just complete a transaction to generate a fee. We are completely independent and have no conflicts to resolve—no funds that we manage, no trading positions, no research favorites—so that we can deliver the best most objective advice to our clients.

Insight comes from our deep attention to two narrow vertical markets. Our clients do not have to educate us on their business or industry. Our deep industry expertise and relationships allow us to bring the right opportunities and advice to our clients. And we can execute that advice, because we know the CEOs and CFOs and strategic planners at the leading companies and the decision makers at the private equity firms and funds that invest in these industries.

Innovation is only possible when advisors have a deep understanding of a client’s business, the experience to offer standard solutions, and the creativity to generate alternative answers. We have these attributes and strive to deliver innovative solutions for our clients in financing and M&A transactions.


No offerings of securities are made through this site; all securities are offered exclusively through Marks Baughan Securities LLC
a registered broker-dealer (member FINRA, SIPC) or Marks Baughan Securities UK, LLP (authorized and regulated by the Financial Services Authority).
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